Disclaimers
The information contained herein is not complete, may not be current, is subject to change, and is subject to and qualified in its entirety by the more complete disclosures, risk factors and other terms that are contained in the Private Placement Memorandum. Certain information herein has been obtained from third party sources and, although believed to be reliable, has not been independently verified and its accuracy or completeness cannot be guaranteed. No representation is made with respect to the accuracy, completeness, or timeliness of this document.
Neither the U.S. Securities Exchange Commission nor any other U.S. federal, state or non-U.S. securities commission or regulatory body has passed or will pass upon the merits, accuracy, or completeness of this presentation. Any representation to the contrary is a criminal offense.
Alternative investments provide limited liquidity and include, among other things, the risks inherent in investing in securities and derivatives, using leverage and engaging in short sales. An investment in an alternative investment fund is speculative, involves substantial risks, and should not constitute a complete investment program. An alternative investment fund may be highly leveraged. These funds may not be subject to the same regulatory requirements as mutual funds, and their fees and expenses may be high. An investment in alternative investments is not suitable or desirable for all investors. Investors may lose all or a portion of the capital invested.
References to indexes and benchmarks are hypothetical illustrations of aggregate returns and do not reflect the performance of any actual investment. Investors cannot invest in an index. There can be no assurance that current investments will be profitable. Actual realized returns will depend on, among other factors, the value of assets and market conditions at the time of disposition, any related transaction costs, and the timing of the purchase.
This presentation contains certain “forward looking statements”, which maybe identified by the use of such words as “believe”, “expect”, “anticipate”, “should”, “planned”, “estimated”, “potential”, and other similar terms. Examples of forward looking statements include but are not limited to estimates with respect to financial conditions, results of operations, and success or lack of success of any particular investment strategy. All are subject to various factors, including but not limited to, general and local economic conditions, changing levels of competition within certain industries and markets, changes in interest rates, changes in legislation or regulation, and other economic conditions, operations, and success of any particular strategy. All are subject to governmental, regulatory, and technical factors affecting a fund’s operations that could cause actual results to differ materially from projected results. Such forward looking statements are included for discussion purposes only and must not be construed as an indication of the Fund’s future results. Prospective investors should not rely on these forward looking statements in deciding whether to invest in the Fund.
Recipients of this presentation should make their own investigations and evaluations of the information herein. Each prospective investor should consult its own investment, legal, tax and other professional advisers as to legal, commercial, tax and related matters concerning the presentation and any potential investment opportunity.
Figures are not audited. Geographic categories are determined by Uplifting Capital in its sole discretion. Performance does not reflect the results of actual trading but was achieved by means of retroactive application of a model designed with the benefit of hindsight. Results may not reflect the impact that material economic and market factors might have had on adviser’s decision-making if adviser were actually managing client assets. The Performance Analysis is shown before, custody, commissions and any related transaction fees and expenses and reflect the reinvestment of dividends and capital gains.
Backtesting involves a hypothetical reconstruction, based on past market data, of what the performance of a particular account would have been had the adviser been managing the account using a particular investment strategy. Performance results presented do not represent actual trading using client assets but were achieved through retroactive application of a model that was designed with the benefit of hindsight.
Backtested performance results have inherent limitations, particularly the fact that these results do not represent actual trading and may not reflect the impact that material economic and market factors might have placed on the adviser’s decision-making if the adviser were actually managing the client’s money. These results should not be viewed as indicative of the adviser’s skill and do not reflect the performance results that were achieved by any particular client. During this period, the adviser was not providing advice using this model and clients’ results were materially different. The model that gave rise to these backtested performance results is one that the adviser is now using for certain selective clients’ accounts and not for all client accounts.
Past Performance is not indicative of future results. There is a risk of loss. The risks described herein do not constitute an exhaustive list of risks associated with an investment in the Fund.
Any reproduction or distribution of this presentation, as a whole or in part, or the disclosure of the contents hereof, without the prior consent of the Uplifting Capital, Inc., (“Uplifting”) is prohibited.
